Section 1: Capability Framework Overview
The Architecture Capability Framework defines what an organisation needs to successfully operate an Enterprise Architecture function. It moves beyond process (the ADM) and content (the Content Framework) to address the organisational infrastructure required to sustain EA practice over time.
A set of reference materials and guidance to help organisations establish and operate an EA capability, covering governance structures, skills, processes, and organisational positioning required to embed architecture practice within the enterprise.
The framework has six core components:
- Architecture Board — the cross-organisational body that oversees EA governance
- Architecture Compliance — processes for ensuring projects adhere to approved architectures
- Architecture Contracts — formal agreements governing delivery and evolution of architectures
- Architecture Governance — the framework, policies, and processes for managing EA
- Architecture Maturity Models — tools to assess and improve EA capability
- Architecture Skills Framework — competency definitions for architecture roles
Part 1 may ask you to identify which component belongs to the Capability Framework vs. the Content Framework or Governance framework. Remember: all six are about operating an EA function, not about the content of architectures themselves. The Architecture Contracts component bridges Capability Framework with Phase G governance.
Section 2: Establishing an Architecture Practice
Before the ADM can be run effectively, the organisation must put in place the prerequisite conditions for EA success. This work begins in the Preliminary Phase and is governed by the Capability Framework.
Prerequisites for EA Success
- Visible executive sponsorship from a C-suite champion (typically CIO or CTO)
- A clear mandate defining the scope and authority of the EA function
- Budget and headcount allocated to the architecture team
- An agreed-upon architecture framework (TOGAF or tailored version)
- Tooling and repository infrastructure to store and share architecture artefacts
- Governance mechanisms, including an Architecture Board, established before the first ADM cycle
Architecture Team Structure
| Level | Typical Role | Reporting Line |
|---|---|---|
| Strategic | Chief Architect / EA Lead | Reports to CIO / CTO or Board |
| Enterprise | Enterprise Architect | Reports to Chief Architect |
| Domain | Domain Architects (Business / Data / Application / Technology) | Reports to Enterprise Architect |
| Project | Solution Architect | Reports to Project / Programme Manager (with EA dotted line) |
Organisational Positioning of EA
EA should ideally sit within or close to the office of the CIO/CTO to maintain authority across business units. A federated model — central EA team setting standards, domain teams applying them — is the most common pattern in large enterprises. The Architecture Board provides the cross-organisational governance overlay regardless of where EA sits structurally.
Section 3: Architecture Skills Framework
The Architecture Skills Framework provides a consistent vocabulary for describing, assessing, and developing the skills of architecture practitioners. It is organised into five skills categories and three proficiency levels.
Skills Categories
| Category | Example Skills |
|---|---|
| Generic | Leadership, communication, facilitation, negotiation, change management |
| Business | Business strategy, industry knowledge, business modelling, financial management |
| IT | Software engineering, data management, infrastructure, security, cloud platforms |
| Legal Environment | Data privacy (GDPR), regulatory compliance, intellectual property, contract law |
| Architecture Specific | Architecture modelling, ADM application, governance, viewpoints and views, standards development |
Proficiency Levels
- Level 1 — Awareness: Understands basic concepts; can participate in architecture activities under supervision; aware of TOGAF terminology
- Level 2 — Practitioner: Applies skills independently in typical situations; can produce standard architecture artefacts; has TOGAF Foundation (OGEA-101) or equivalent
- Level 3 — Expert: Leads architecture engagements; mentors others; shapes governance; contributes to standards; holds advanced certification (OGEA-103 or equivalent)
Skills Matrix Approach
A skills matrix maps each architecture role to each skill category at a required proficiency level. For example, a Domain Architect (Data) requires Level 3 in IT/Data skills, Level 2 in Architecture Specific skills, and Level 1 in Legal Environment. The matrix is used for recruitment, performance review, and training planning.
Section 4: Architecture Maturity Models
Maturity models allow an organisation to assess the current state of its EA capability and plan a structured improvement roadmap. TOGAF draws on CMMI-inspired five-level maturity progression.
| Level | Name | Characteristics |
|---|---|---|
| 1 | Initial (Ad Hoc) | No formal EA process; reactive, project-by-project; no governance, no reuse |
| 2 | Managed (Basic EA) | Recognisable EA function; basic processes in place but inconsistent; Architecture Board may exist but lacks full authority |
| 3 | Defined (Standardised) | Organisation-wide EA processes documented and followed; formal Architecture Repository; consistent governance; common methodology |
| 4 | Quantitatively Managed | EA measured via defined metrics (compliance rates, reuse ratios); data drives governance; architecture quality is predictable |
| 5 | Optimising (Continuous) | Continuous improvement using feedback loops; EA shapes business strategy; innovation in EA practice is encouraged |
Assessment and Improvement Roadmap
Assessment is typically performed via structured interviews, artefact reviews, and stakeholder surveys. Results are scored per maturity dimension (governance, processes, tools, skills, culture). The improvement roadmap identifies priority areas to advance one maturity level at a time, with specific actions, owners, and timescales per dimension.
Part 1 may present a scenario description and ask you to identify the maturity level. The key distinguishers are: Level 1 = ad hoc/reactive; Level 3 = documented/consistent; Level 4 = metrics-driven; Level 5 = continuous improvement. Level 2 is the "we have something but it is inconsistent" level.
Section 5: Architecture Roles
| Role | Key Responsibilities | TOGAF Skills | Experience |
|---|---|---|---|
| Chief Architect / EA Lead | Sets EA strategy; chairs Architecture Board; owns principles; executive engagement | Arch Specific L3, Leadership L3, Business L3 | 15+ yrs; OGEA-103 |
| Enterprise Architect | Drives ADM cycles; develops cross-domain architectures; produces Architecture Definition Documents | Arch Specific L3, IT L2, Business L2 | 8–15 yrs; OGEA-103 |
| Domain Architect (Business / Data / App / Tech) | Develops domain baselines and targets; gap analysis; domain architecture documents | Arch Specific L2, Domain L3 | 5–10 yrs; OGEA-101 |
| Solution Architect | Translates EA into solution designs; project compliance; produces Architecture Contracts | Arch Specific L2, IT L3 | 3–8 yrs; OGEA-101 |
| Architecture Analyst | Supports research and modelling; maintains repository; prepares compliance review materials | Arch Specific L1–L2, IT L1–L2 | 1–5 yrs; towards OGEA-101 |
| Architecture Board Member | Reviews submissions; adjudicates dispensations; represents domain in governance | Arch Specific L2, Domain L2–L3 | Senior; part-time governance role |
Section 6: Architecture Governance Structure
Architecture Board Composition and Charter
The Architecture Board is the primary governance body for enterprise architecture. A typical board includes: the Chief Architect (chair), senior representatives from each business domain, the CIO or delegate, and representatives from key technology domains. The board charter defines its mandate, meeting cadence, quorum requirements, and escalation paths.
Reporting Lines and Decision Authority
| Decision Type | Authority | Escalation |
|---|---|---|
| Approve Architecture Definition Documents | Architecture Board | CIO / CTO if deadlocked |
| Grant dispensations from principles | Architecture Board | Chief Architect advises first |
| Approve Architecture Contracts | Board + Sponsor | Executive sponsor for high-risk |
| Update Architecture Principles | Chief Architect + Board | CIO / Board of Directors |
Section 7: Architecture Repository Management
The Architecture Repository stores all architecture artefacts produced during ADM cycles. Its governance is a key Capability Framework responsibility.
- Ownership: The Chief Architect owns the repository; the Architecture Analyst typically manages day-to-day maintenance and version control
- Tooling considerations: Repository tools range from simple document management systems to dedicated EA tools (e.g., Sparx EA, ABACUS, Alfabet). The tool should support the six repository classes: Architecture Metamodel, Architecture Landscape, Reference Library, Standards Information Base, Governance Log, Architecture Requirements Repository
- Governance: Changes to repository content follow a defined change-control process; artefacts are versioned; access controls restrict write permissions to authorised architects; the board approves major structural changes to the repository
The exam distinguishes between the Architecture Repository (the single store) and its six classes (Metamodel, Landscape, Reference Library, Standards Information Base, Governance Log, Requirements Repository). Do not confuse the Governance Log with the Governance Framework — the log records decisions; the framework defines the process.
Section 8: Certification and Training
TOGAF Certification Path
| Certification | Level | Format | Audience |
|---|---|---|---|
| OGEA-101 (Foundation) | Entry | 40 MCQ, 60 min, closed book, 55% pass | Analysts, new architects, stakeholders |
| OGEA-102 (Practitioner) | Practitioner | 8 scenarios, 90 min, open book, 60% pass | Practising architects with OGEA-101 |
| OGEA-103 (Combined) | Combined | Part 1 + Part 2 in single session | Experienced architects seeking combined credential |
Continuing Education and Communities of Practice
- Continuing education: The Open Group recommends re-certification or continuing professional development (CPD) activity every three years to keep pace with framework evolution
- Communities of Practice (CoP): Internal architecture CoPs share lessons learned, debate standards, and mentor junior architects — a key mechanism for sustaining maturity at Levels 4–5
- Other certifications: TOGAF architects often complement their credential with ITIL (service management), Zachman, SABSA (security architecture), or cloud certifications (AWS, Azure) depending on domain focus
Revision Summary — Chapter 15
- The Capability Framework has six components: Architecture Board, Compliance, Contracts, Governance, Maturity Models, and Skills Framework — all focused on operating an EA function, not on content.
- EA prerequisites include executive sponsorship, mandate, budget, agreed framework, tooling, and governance before the first ADM cycle.
- The Skills Framework uses five categories (Generic, Business, IT, Legal, Architecture Specific) and three proficiency levels (Awareness, Practitioner, Expert).
- Five maturity levels: 1 Initial (ad hoc), 2 Managed (basic), 3 Defined (standardised), 4 Quantitatively Managed (metrics), 5 Optimising (continuous improvement).
- Key roles: Chief Architect owns EA strategy; Enterprise Architect runs ADM; Domain Architects produce domain outputs; Solution Architect ensures project compliance; Architecture Board governs.
- The Architecture Board approves architectures, grants dispensations, approves contracts, and can trigger new ADM cycles.
- TOGAF certification path: OGEA-101 Foundation → OGEA-102 Practitioner → OGEA-103 Combined. Communities of Practice sustain maturity at Levels 4–5.
- The Architecture Repository has six classes; the Governance Log records decisions; tooling choices must support all six classes.
Practice Questions
Five exam-style questions covering this chapter. Click a question to reveal the answer and explanation.
A. To define the content of architecture deliverables produced during ADM phases
B. To describe the sequence of phases for developing enterprise architecture
C. To define what an organisation needs to establish and operate a successful EA function
D. To provide a repository of architecture building blocks for reuse across projects
Explanation: Option C is correct. The Capability Framework addresses the organisational infrastructure needed to run EA — governance, skills, maturity, and roles — rather than the content of architectures (Option A, Content Framework) or the development process (Option B, ADM). Option D describes the Enterprise Continuum / Reference Library.
A. Level 1 — Initial
B. Level 2 — Managed
C. Level 3 — Defined
D. Level 4 — Quantitatively Managed
Explanation: Option A is correct. Level 1 (Initial) is characterised by ad hoc, reactive architecture work with no formal governance, no shared standards, and no Architecture Board. Level 2 would have a recognisable function with some processes, even if inconsistent. The scenario describes a fully ad hoc situation with no organisational infrastructure at all.
A. Level 1 — Awareness
B. Level 2 — Practitioner
C. Level 3 — Expert
D. Level 4 — Master
Explanation: Option B is correct. The Practitioner level (Level 2) is characterised by the ability to work independently on standard architecture tasks and holds (or is working towards) TOGAF Foundation certification. Level 1 (Awareness) requires supervision. Level 3 (Expert) leads engagements, mentors others, and typically holds OGEA-103. There is no Level 4 in the TOGAF Skills Framework — it uses only three levels.
A. The Solution Architect assigned to the project
B. The project sponsor
C. The Architecture Board
D. The Enterprise Architect who authored the principle
Explanation: Option C is correct. Requests to deviate from architecture principles are called dispensations, and they must be approved by the Architecture Board. The Architecture Board is the authorised governance body for such decisions. The Solution Architect (A) and project sponsor (B) do not have authority over architecture principles. The Enterprise Architect who authored the principle (D) may advise the board but cannot unilaterally approve a deviation.
A. Architecture Vision, Architecture Definition Document, Solution Concepts, Standards, Gap Analysis, Migration Plan
B. Architecture Metamodel, Architecture Landscape, Reference Library, Standards Information Base, Governance Log, Architecture Requirements Repository
C. Business Architecture, Data Architecture, Application Architecture, Technology Architecture, Governance, Skills Framework
D. Foundation Architecture, Common Systems Architecture, Industry Architecture, Organisation-Specific Architecture, Reference Models, Principles
Explanation: Option B is correct. The six classes of the Architecture Repository are: Architecture Metamodel (defines the framework used), Architecture Landscape (current set of architecture artefacts), Reference Library (guidelines and templates), Standards Information Base (approved standards), Governance Log (record of governance activity and decisions), and Architecture Requirements Repository (architecture requirements and their status). Option D describes the Enterprise Continuum taxonomy, not the repository classes.